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WyrokETPCz2011-03-03
Analiza orzeczenia
Sekcja wygenerowana przez AI na podstawie treści orzeczenia — nie stanowi cytatu.
Zagadnienie prawne
Czy odmowa przyznania emerytury adwokatowi, który utracił prawo do wykonywania zawodu przed osiągnięciem wieku emerytalnego, pomimo opłacania składek do obowiązkowego funduszu emerytalnego, stanowi naruszenie prawa do poszanowania mienia z art. 1 Protokołu nr 1 do Konwencji?Ratio decidendi
Trybunał uznał, że przynależność do obowiązkowego systemu emerytalnego, opartego na składkach, rodzi uzasadnione oczekiwanie na świadczenia emerytalne, co stanowi „mienie” w rozumieniu art. 1 Protokołu nr 1. Odmowa przyznania emerytury stanowiła ingerencję w to prawo. Chociaż państwa mają margines oceny w regulowaniu zawodu adwokata, to w przypadku obowiązkowego systemu emerytalnego, całkowite pozbawienie skarżącego prawa do emerytury, po tym jak przez całą karierę wnosił składki, naruszyło zasadę sprawiedliwej równowagi między interesem publicznym a ochroną praw jednostki. Trybunał podkreślił, że system ten miał zapewnić środki utrzymania na starość, a nie był ubezpieczeniem od szkód, oraz że nie było elementu karnego w utracie prawa do wykonywania zawodu.Stan faktyczny
Skarżący, Anton Klein, austriacki prawnik urodzony w 1932 roku, utracił prawo do wykonywania zawodu w styczniu 1996 roku po wszczęciu postępowania upadłościowego. W sierpniu 1997 roku złożył wniosek o przyznanie emerytury do Izby Adwokackiej, powołując się na fakt, że praktykował jako prawnik w latach 1964-1995. Izba odrzuciła wniosek, ponieważ utracił prawo do wykonywania zawodu i nie był już członkiem Izby przed osiągnięciem wieku emerytalnego (65 lat).Rozstrzygnięcie
Stwierdza naruszenie art. 1 Protokołu nr 1 do Konwencji. Nie uznaje za konieczne odrębne rozpatrywanie sprawy w świetle art. 14 Konwencji. Stwierdza, że kwestia słusznego zadośćuczynienia na podstawie art. 41 nie jest gotowa do rozstrzygnięcia i wzywa strony do przedstawienia pisemnych uwag.Pełny tekst orzeczenia
issued by the Registrar of the Court
no. 172
03.03.2011
Refusal to grant lawyer old-age pension after he lost right to
practice: unjustified
In today’s Chamber judgment in the case Klein v. Austria (application no. 57028/00),
which is not final1, the European Court of Human Rights held, unanimously, that there
had been:
A violation of Article 1 of Protocol No. 1 (protection of property) of the European
Convention on Human Rights.
The case concerned Mr Klein’s complaint of being refused an old-age pension despite his
contributions to the Chamber of Lawyers’ pension fund throughout his career.
Principal facts
The applicant, Anton Klein, is an Austrian national and a former lawyer who was born in and lives in Vienna. Admitted to the bar in 1964, he lost his right to practice as a
lawyer in January 1996 by decision of the Executive Committee of the Vienna Chamber
of Lawyers after bankruptcy proceeding had been opened against him.
In August 1997, Mr Klein applied to the Chamber of Lawyers, asking to be granted an
old-age pension and referring to the fact that he had practised as a lawyer between and 1995. The Chamber’s Executive Committee dismissed the application in June
1998, finding that under the relevant provisions of the statute of its pension fund Mr
Klein was not entitled to a pension, given that he had lost his right to practice as a
lawyer, and thus was no longer a member of the Chamber of Lawyers, before reaching
65, the age of retirement. Mr Klein’s complaint against that decision was dismissed by
the Administrative Court in July 1999, which held in particular that, being no longer
enrolled in the List of Lawyers of the Austrian Chamber of Lawyers at the time he
reached the retirement age, he had no right to an old-age pension. The Constitutional
Court, by decision of 6 October 1999, refused to deal with his case because it would not
have any prospect of success.
The pension scheme for lawyers in Austria is financed by compulsory contributions from
the members of the pension fund. As an additional source of income, the State pays an
annual lump sum, divided among the pension funds of the regional Chambers of
Lawyers, as compensation for the mandatory services rendered by lawyers in the
context of legal aid, for which they do not receive individual payments. Under Articles 43 and 44 of the Convention, this Chamber judgment is not final. During the three-month
period following its delivery, any party may request that the case be referred to the Grand Chamber of the
Court. If such a request is made, a panel of five judges considers whether the case deserves further
examination. In that event, the Grand Chamber will hear the case and deliver a final judgment. If the referral
request is refused, the Chamber judgment will become final on that day.
Once a judgment becomes final, it is transmitted to the Committee of Ministers of the Council of Europe for
supervision of its execution. Further information about the execution process can be found here:
www.coe.int/t/dghl/monitoring/execution
Complaints, procedure and composition of the Court
Mr Klein complained under Article 1 of Protocol No. 1, alone and in conjunction with
Article 14 (prohibition of discrimination), that the refusal to grant him an old-age
pension from the pension fund, even though he had paid contributions to that fund
throughout his career as a lawyer, had violated his property rights and had been
arbitrary.
The application was lodged with the European Court of Human Rights on 25 January
2000.
Judgment was given by a Chamber of seven, composed as follows:
Nina Vajić (Croatia), President,
Anatoly Kovler (Russia),
Christos Rozakis (Greece),
Peer Lorenzen (Denmark),
Khanlar Hajiyev (Azerbaijan),
George Nicolaou (Cyprus), judges,
Ewald Wiederin (Austria), ad hoc Judge,
and also Søren Nielsen, Section Registrar.
Decision of the Court
Article 1 of Protocol No. 1
The Court considered that the affiliation with an old-age pension scheme, based on the
compulsory membership of a professional organisation during the exercise of a
profession, might give rise to the legitimate expectation to receive pension benefits at
the point of retirement and thus constituted a possession within the meaning of Article 1
of Protocol No. 1. The fact that Mr Klein failed to fulfil the condition of affiliation to the
Chamber of Lawyers could not lead to the conclusion that he had no possession within
the meaning of that Article, as the Austrian Government had argued. Moreover, the
Chamber of Lawyers was a public law body; measures taken by that body therefore
engaged the responsibility of Austria as a State.
The refusal to grant Mr Klein an old-age pension constituted an interference with his
right to peaceful enjoyment of his possessions. It was within the margin of appreciation
for Member States to provide by law that lawyers who no longer had appropriate
financial resources and had been declared bankrupt should not exercise that profession.
However, given that no punitive element had been involved in Mr Klein’s case, such a
legitimate interest could not go so far as to justify the forfeiture of all of his pension
claims.
Given the compulsory nature of the affiliation to the Chamber of Lawyers pension
scheme and the compulsory contributions to it, that scheme was clearly intended to give
lawyers reaching the retirement age a pension which largely corresponded to the cover
provided under the State social security scheme. Thus an old age pension scheme could
hardly be compared to a contract for damage insurance, which was no longer valid, as
the Government had argued. While the latter insurance was designed to provide financial
compensation for damage caused by an exceptional event, the former was intended to
provide for means of subsistence in the future during a period of life in which the
capacity to earn an income would be diminished. A lawyer could therefore not be
expected to subscribe to an additional pension scheme under the social security system
to protect himself against the complete loss of his pension in case he lost the right to
exercise his profession. The Court further noted that the Austrian pension scheme for
lawyers had been amended in 2003, so that lawyers no longer had to be on the List of
Lawyers at the time of reaching retirement age in order to be entitled to an old-age
pension, which showed that that condition was no longer considered appropriate.
By keeping the circle of potential beneficiaries of the pension scheme small, the Vienna
Chamber of Lawyers seemed to have strived to keep the contributions to its pension
fund low. However, when it came to a compulsory scheme, regulations had to take into
account exceptional situations like Mr Klein’s. By completely depriving him of his
entitlement to a pension, after having contributed to the pension scheme during his
entire career both individually and collectively, by rendering services in the context of
legal aid, no fair balance was struck between the competing interests. There had
accordingly been a breach of Article 1 of Protocol No. 1.
In view of these findings, the Court did not consider it necessary to examine the case
separately under Article 14.
Article 41
The Court held that the question of just satisfaction under Article 41 was not ready for a
decision. It invited the Government and the applicant to submit, within three months of
the date on which the judgment becomes final, their written observations on the matter
and to notify the Court of any agreement that they may reach.
The judgment is available only in English.
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The European Court of Human Rights was set up in Strasbourg by the Council of
Europe Member States in 1959 to deal with alleged violations of the 1950 European
Convention on Human Rights.
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© Rada Europy / Europejski Trybunał Praw Człowieka, źródło: HUDOC (hudoc.echr.coe.int), pozyskano 13.07.2026. · Źródło