003-4080779-4781479
WyrokETPCz2012-09-18
Analiza orzeczenia
Sekcja wygenerowana przez AI na podstawie treści orzeczenia — nie stanowi cytatu.
Zagadnienie prawne
Czy brak dostępu do programów rehabilitacyjnych dla więźniów skazanych na nieokreślone wyroki w celu ochrony społeczeństwa, po upływie ich minimalnego okresu kary (tariff period), narusza prawo do wolności i bezpieczeństwa osobistego (art. 5 ust. 1 Konwencji) oraz prawo do szybkiego sądowego rozpatrzenia legalności pozbawienia wolności (art. 5 ust. 4 Konwencji)?Ratio decidendi
Trybunał uznał, że w przypadku nieokreślonych wyroków pozbawienia wolności w celu ochrony społeczeństwa, rzeczywista możliwość rehabilitacji jest niezbędnym elementem uzasadniającym detencję opartą wyłącznie na ochronie publicznej. Stwierdził, że znaczne opóźnienia w zapewnieniu skarżącym dostępu do odpowiednich kursów rehabilitacyjnych, wynikające z braku zasobów i planowania ze strony państwa, sprawiły, że ich dalsze pozbawienie wolności po upływie minimalnego okresu kary stało się arbitralne i tym samym niezgodne z art. 5 ust. 1 Konwencji. Trybunał podkreślił, że państwo nie przewidziało konsekwencji wprowadzenia systemu IPP, co doprowadziło do systemowego niedofinansowania i braku możliwości realizacji celów rehabilitacyjnych.Stan faktyczny
Skarżący, Brett James, Nicholas Wells i Jeffrey Lee, byli obywatelami brytyjskimi skazanymi na nieokreślone wyroki pozbawienia wolności w celu ochrony społeczeństwa (IPP sentences) za przestępstwa z użyciem przemocy. Po upływie ich minimalnych okresów kary (tariff periods), skarżący pozostawali w więzieniach lokalnych bez dostępu do zalecanych kursów rehabilitacyjnych, które były niezbędne do oceny ich ryzyka i ewentualnego zwolnienia. Opóźnienia w transferze do odpowiednich placówek i dostępie do kursów wynosiły od pięciu do dwudziestu pięciu miesięcy.Rozstrzygnięcie
Trybunał jednogłośnie stwierdził naruszenie art. 5 § 1 Konwencji w odniesieniu do pozbawienia wolności skarżących po upływie ich minimalnych okresów kary i do czasu podjęcia kroków w celu umożliwienia im dostępu do odpowiednich kursów rehabilitacyjnych. Sześcioma głosami do jednego Trybunał stwierdził brak naruszenia art. 5 § 4 Konwencji w odniesieniu do skargi Mr. Wellsa i Mr. Lee dotyczącej możliwości ich zwolnienia.Pełny tekst orzeczenia
issued by the Registrar of the Court
ECHR 340 (2012)
18.09.2012
Detaining prisoners indefinitely on grounds of risk without
giving them access to rehabilitative courses was arbitrary
In today’s Chamber judgment in the case of James, Wells and Lee v. the United
Kingdom (application nos. 25119/09, 57715/09 and 57877/09), which is not final1, the
European Court of Human Rights held:
unanimously, that there had been a violation of Article 5 § 1 (right to liberty and
security) of the European Convention on Human Rights concerning the applicants’
detention following the expiry of their tariff periods and until steps had been taken to
progress them through the prison system with a view to their access to appropriate
rehabilitative courses; and,
by six votes to one, that there had been no violation of Article 5 § 4 (right to have
lawfulness of detention decided speedily by a court) concerning Mr Wells’ and
Mr Lee’s complaint about the possibility of their release.
The Court found in particular that the considerable delays in the applicants making any
progress in their sentences had been the result of lack of resources, planning and
realistic consideration of the impact of the sentencing scheme introduced in 2005,
despite the fact that it had been premised on the understanding that rehabilitative
treatment would be made available to those prisoners concerned. Indeed, these
deficiencies had been the subject of universal criticism in the domestic courts and had
resulted in a finding that the Secretary of State had breached his public law duty.
Principal facts
The case concerned prisoners who were subject to indeterminate sentences of
imprisonment for the public protection (“IPP sentences”) in the United Kingdom. IPP
sentencing was introduced in April 2005 by virtue of section 225 of the Criminal Justice
Act 2003 (the “2003 Act”). It was initially mandatory where a future risk existed of
further offending. Risk was assumed where there was a previous conviction for violent or
sexual offences, unless the sentencing judge considered it unreasonable to make such
an assumption. A minimum term, known as the “tariff”, was fixed by the sentencing
judge. After the expiry of the tariff, IPP sentences required the Parole Board’s decision
that the prisoner was no longer dangerous before he could be released. Following the
entry into force of this new legislation, large numbers of IPP prisoners swamped the
system. The IPP scheme was amended in 2008 and, no longer mandatory, only applies
in cases where – if imposed – the tariff would be fixed at more than two years, subject
to certain limited exceptions. Further, risk is no longer assumed, even where a
defendant has relevant previous convictions. Under Articles 43 and 44 of the Convention, this Chamber judgment is not final. During the three-month
period following its delivery, any party may request that the case be referred to the Grand Chamber of the
Court. If such a request is made, a panel of five judges considers whether the case deserves further
examination. In that event, the Grand Chamber will hear the case and deliver a final judgment. If the referral
request is refused, the Chamber judgment will become final on that day.
Once a judgment becomes final, it is transmitted to the Committee of Ministers of the Council of Europe for
supervision of its execution. Further information about the execution process can be found here:
www.coe.int/t/dghl/monitoring/execution
The applicants, Brett James, Nicholas Wells and Jeffrey Lee, are British nationals who
were born in 1985, 1983 and 1965 respectively. Mr James lives in Wakefield (England),
Mr Wells is currently in detention and Mr Lee lives in Fleetwood (England). Following
their convictions for violent offences and in the light of their offending histories, all three
men were given automatic IPP sentences in 2005 with tariffs of, respectively, two years, months and nine months.
They were recommended to take part in a number of rehabilitative courses, such as ETS
(Enhanced Thinking Skills), ASRO (Addressing Substance Related Offending), CALM
(Controlling Anger and Learning to Manage it), Victim Awareness and Healthy
Relationships Programme. However, by the time their respective tariffs expired, all three
applicants remained in their local prisons, without access to the relevant courses,
awaiting transfer to first stage lifer prisons to begin progressing through the prison
system. They were only transferred five months (Mr James), 21 months (Mr Wells) and months (Mr Lee) after the expiry of their tariffs.
Meanwhile, all three men brought judicial review proceedings before the national courts,
which were eventually joined on appeal before the House of Lords. They complained in
particular that their post-tariff detention and lack of access to courses was unlawful and
in breach of Article 5 §§ 1 and 4 of the European Convention.
Throughout the domestic proceedings the Secretary of State was criticised for the
systemic failure to put in place the resources necessary to enable the provisions of the Act to function as intended and he was found to have breached his public law duty.
In particular, before the House of Lords, Lord Judge referred to “seriously defective
structures” and the fact that the new sentencing provisions were “comprehensively
unresourced” with the result that numerous prisoners continued to be detained after the
expiry of the punitive element of their sentences “without the question either of their
rehabilitation or the availability of up to date, detailed information about their progress”.
He indicated that as tariff periods expired, nothing had been done to enable an informed
assessment by the Parole Board of the question whether the protection of the public
required the prisoner’s continued detention.
Nonetheless, on 6 May 2009 the House of Lords unanimously dismissed the applicants’
appeals, finding no breach of either Article 5 § 1 or 4 of the Convention. It held that,
despite the above concerns, the applicants’ detention could not be said to be arbitrary or
unlawful as notwithstanding the failure to provide access to courses the causal
connection between the ground for the detention and the detention itself had not been
broken. It also found that the procedure before the Parole Board satisfied the
requirement for a speedy review of the legality of their detention.
Complaints, procedure and composition of the Court
Relying on Article 5 §§ 1 and 4 (right to liberty and security), the three applicants
complained about the failure to ensure their access to courses to address their offending
behaviour while in prison and the impact of this failure on their ability to show that they
were rehabilitated and able safely to be released. Mr Wells and Mr Lee further argued
under Article 5 § 4 that neither the Parole Board nor the domestic courts had been able
to order their release due to the provisions of the primary legislation and the absence of
any such power in the 2003 Act.
The applications were lodged with the European Court of Human Rights on 7 May 2009, October 2009 and 27 October 2009, respectively.
Judgment was given by a Chamber of seven judges, composed as follows:
Lech Garlicki (Poland), President,
David Thór Björgvinsson (Iceland),
Nicolas Bratza (the United Kingdom),
George Nicolaou (Cyprus),
Zdravka Kalaydjieva (Bulgaria),
Nebojša Vučinić (Montenegro),
Vincent A. de Gaetano (Malta),
and also Fatoş Aracı, Deputy Section Registrar.
Decision of the Court
Article 5 § 1 (whether detention was lawful)
The Court noted that in these cases, once risk of re-offending had been established by
way of the statutory presumption, the sentencing judge had no power to impose any
sentence but an indeterminate sentence of imprisonment. It was therefore important to
ensure a genuine correlation between the aim of the detention and the detention itself.
The Court reviewed statements made by Baroness Scotland of Asthal, then Minister of
State at the Home Office, during the Parliamentary debate on the draft legislation, and
the Government’s policy as regards the management and treatment of prisoners serving
indeterminate sentences. It also considered the findings of the judges in the domestic
proceedings in the High Court, the Court of Appeal and the House of Lords. It concluded
that in cases concerning indeterminate sentences of imprisonment for the protection of
the public, a real opportunity for rehabilitation was a necessary element of any part of
the detention which was to be justified solely by reference to public protection.
Turning to assess the operation of the IPP scheme in practice, the Court referred to the
harsh criticism in the domestic courts. In the Court of Appeal it was found that there had
been a systemic failure on the part of the Secretary of State to put in place the
resources necessary to implement the scheme of rehabilitation necessary to enable the
provisions of the 2003 Act to function as intended. In the House of Lords the Secretary
of State was found to have failed “deplorably” in the public law duty that he had to be
taken to have accepted when he had persuaded Parliament to introduce IPP sentences.
References were also made to the “seriously defective structures” and to the
“comprehensively unresourced” sentencing provisions. The Court noted that the specific
impact of these general deficiencies on the progress of the applicants through the prison
system in the present cases could be clearly seen.
The Court found that indeterminate detention for the public protection could be justified
under Article 5 § 1, but that it could not be allowed to open the door to arbitrary
detention. Where a prisoner was in detention solely on the grounds of the risk that he
was perceived to pose, regard had to be had to the need to encourage his rehabilitation.
In the applicants’ cases, this meant that they had to be given reasonable opportunities
to undertake courses aimed at addressing their offending behaviour and the risks they
posed. Experience had shown that courses were necessary for dangerous prisoners to
cease to be dangerous. While Article 5 § 1 did not impose any absolute requirement for
prisoners to have immediate access to all courses they might require, any restrictions or
delays due to resource considerations had to remain reasonable.
It was therefore significant that the Secretary of State had failed to anticipate the
demands which would be placed on the prison system by the introduction of IPP
sentencing, despite the relevant legislation having been premised on the understanding
that rehabilitative treatment would be made available to IPP prisoners. Indeed, this
failure had been the subject of universal criticism in the domestic courts and resulted in
a finding that the Secretary of State had breached his public law duty.
Substantial periods of time had passed as concerned each of the applicants before they
had even begun to make any progress in their sentences, and this despite the clear
guidance in relevant policy documents. It was clear that the delays had been the result
of a lack of resources. The inadequate resources had apparently been the consequence
of the introduction of the measures for indeterminate detention without the necessary
planning and without realistic consideration of their impact. Further, the length of the
delays in the applicants’ cases had been considerable: for around two and a half years,
they had simply been left in local prisons where there had been few, if any, offending
behaviour programmes. The stark consequence of the failure to make available the
necessary resources was that the applicants had no realistic chance of making objective
progress towards a real reduction or elimination of the risk they posed by the time their
tariff periods expired. Moreover, once the applicants’ tariffs had expired, their detention
had been justified solely on the grounds of the risk they had posed to the public and the
need for access to rehabilitative treatment at that stage became all the more pressing.
In those circumstances, the Court considered that following the expiry of the applicants’
tariff periods and until steps had been taken to progress them through the prison system
with a view to their access to appropriate rehabilitative courses, their detention had been
arbitrary and therefore unlawful within the meaning of Article 5 § 1. Although in the
cases of Mr James and Mr Wells the Court was satisfied that following their transfer there
was no evidence of any unreasonable delay in providing them with access to courses, it
noted that Mr Lee had experienced
a further five-month delay following the
recommendation for prior motivational work. By the time the recommendation was
made, Mr Lee was already two years and ten months post-tariff, in the context of a nine-
month tariff. It had accordingly been imperative that his treatment be progressed as a
matter of urgency and, in the absence of any explanation from the Government for the
delay, the Court concluded that that period of detention had also been arbitrary and
therefore unlawful within the meaning of Article 5 § 1. There had therefore been a
violation of Article 5 § 1 of the Convention as concerned all three applicants.
Article 5 § 4 (whether lawfulness of detention was decided speedily by a court)
The Court found that no separate issue arose under Article 5 § 4 regarding the
applicants’ complaint about lack of access to courses as it had already been examined in
the context of their complaint under Article 5 § 1. Furthermore, there had been no
violation of Article 5 § 4 as concerned Mr Wells’ and Mr Lee’s complaint about the
possibility of their release, as the Court found that they had failed to establish that the
combination of the Parole Board and judicial review proceedings could not have resulted
in an order for their release.
Just satisfaction (Article 41)
The court held that the United Kingdom was to pay Mr James 3,000 euros (EUR), Mr
Wells EUR 6,200 and Mr Lee EUR 8,000 in respect of non-pecuniary damage. For costs
and expenses, the applicants were awarded EUR 12,000, each.
Separate opinion
Judge Kalaydjieva expressed a dissenting opinion regarding Article 5 § 4 which is
annexed to the judgment.
The judgment is available only in English.
This press release is a document produced by the Registry. It does not bind the Court.
Decisions, judgments and further information about the Court can be found on
www.echr.coe.int. To receive the Court’s press releases, please subscribe here:
www.echr.coe.int/RSS/en.
Press contacts
[email protected]e.int | tel: +33 3 90 21 42 08
Tracey Turner-Tretz (tel: + 33 3 88 41 35 30)
Céline Menu-Lange (tel: + 33 3 90 21 58 77)
Nina Salomon (tel: + 33 3 90 21 49 79)
Denis Lambert (tel: + 33 3 90 21 41 09)
The European Court of Human Rights was set up in Strasbourg by the Council of
Europe Member States in 1959 to deal with alleged violations of the 1950 European
Convention on Human Rights.
5
© Rada Europy / Europejski Trybunał Praw Człowieka, źródło: HUDOC (hudoc.echr.coe.int), pozyskano 16.07.2026. · Źródło